Patents are territorially limited. In order to
protect one’s inventions in multiple countries one has these options:-
1. Paris
Convention
2. PCT
fiing
OVERVIEW
OF PCT:
·
The PCT is an international treaty with
more than 145 Contracting States.
·
The PCT makes it possible to seek patent
protection for an invention simultaneously in a large number of countries by
filing a single “international” patent application instead of filing several
separate national or regional patent applications.
·
The granting of patents remains under
the control of the national or regional patent Offices in what is called the
“national phase”.
·
The purpose of the PCT is
to streamline the initial filing process, making it easier and initially
cheaper to file a patent application in a large number of countries.
·
By filing through the PCT
process one can embark on the path to seek patent protection for an invention
simultaneously in every country that is a member to the Treaty.
·
The PCT application may be
filed at:
Ø National
patent office of the Contracting States
Ø International
bureau of WIPO, Geneva
Ø African
Regional Industrial Property Organisation(ARIPO)
Ø European
patent Office(EPO)
Ø Eurasian
Patent Office(EAPO)
·
An international patent application may
be filed by anyone who is a national or resident of a Member Country.
·
An international patent application has
the effect of a national patent application (and certain regional patent applications)
in or for all PCT Contracting States, provided that it complies with the
minimum requirements for obtaining an international filing date.
THE PCT PROCEDURE
The
PCT procedure consists of the following steps:
(i) Filing of international
application in a Receiving Office (RO)
(ii) International Search by an International
Searching Authority (ISA)
(iii) International Preliminary
Examination by an International Preliminary Examining Authority (IPEA)
An international patent application is filed with
national patent Office, or directly with WIPO if permitted by one’s State’s
national security provisions. These Offices act as PCT “receiving Offices”. A
National/ Resident of a country which is party to the ARIPO Harare Protocol,
the OAPI Bangui Agreement, the Eurasian Patent Convention or the European
Patent Convention, may alternatively file the international patent application
with the regional patent Office concerned, if permitted by the applicable
national law.
FILING
A PCT APPLICATION IN INDIA:
Nationals/Residents of India can file an
international application with the Indian Patent Office at Mumbai, Chennai,
Delhi or Kolkata as the Receiving Office or The International Bureau of WIPO as
the Receiving Office. An applicant can file up to 10 claims in a PCT
application.
A request form must be filed in English or Hindi
(PCT/RO/01) needs to be accompanied by :-
·
Description,
·
Claims,
·
Abstract,
·
Drawings.
The international application must be filed in
triplicate. The Regional Office keeps one copy of international application for
record named ‘Home Copy’ RO sends one copy of international application to International
Bureau (IB) of WIPO named ‘Record Copy’ RO sends one copy of international
application to the International Searching Authority (ISA) named the ‘Search
Copy’
Fees pertaining to the application are of three
types and must be paid within a month from the date of its receipt.
·
Transmittal
fee
·
International
Filing Fee
·
Search
fee
The International Filing Date is considered to be
the actual filing date in each country designated in the Request. The Receiving
Office India (RO/IN) accords as the international filing date the date of
receipt of the international application, after the following checks:
(i)
the applicant is a resident/national of
India,
(ii)
the international application is in
English or Hindi,
(iii)
The international
application contains at least the following element
·
an indication that it is
intended as an international application,
·
the designation of at
least one Contracting State,
·
the name of the applicant,
as prescribed,
·
a part which on the face
of it appears to be a description,
·
a part which on the face
of it appears to be a claim or claims.
PCT applications are mostly filed electronically. PCT
applications can be filed electronically with any competent receiving Offices
which accepts such filings. Preparing the PCT application using the WIPO web
service (ePCTfiling) or the software provided by WIPO (PCT-SAFE) helps to prepare
your applications by automatically validating the entered data and drawing your
attention to incorrectly or inconsistently completed parts. Manage applications
are easier in the electronic process, for example, with monitoring time limits
for relevant actions. Certain PCT fee reductions are allowed when filing
electronically. More details about PCT electronic filing can be found at http://www.wipo.int/pct-safe/en/
INTERNATIONAL
SEARCH AND PRELIMINARY EXAMINATION:
Every international application is subject to international
search by an International Searching Authority
(ISA). An applicant may opt for international preliminary examination by
an International Preliminary Examining Authority (IPEA). A few Patent offices
in the world have been recognized by the WIPO to function as International Search
Authority and International Preliminary Examining Authority under the PCT. The
Indian Patent Office (presently, the Delhi branch) started functioning as
ISA/IPEA from 2013.
An applicant from India can choose any one of the following
ISA/IPEA for international search and preliminary examination Indian Patent
Office
·
Australian Patent Office
·
Austrian Patent Office
·
European Patent Office
·
State Intellectual Property Office of
the People’s Republic of China
·
Swedish Patent and Registration Office
·
United States Patent and Trademark
Office
A PCT international search is a high quality search
of the relevant patent documents and other technical literature. It is in those
languages in which most patent applications are filed (Chinese, English, German
and Japanese, and in certain cases, French, Korean, Russian and Spanish). The
high quality of the search is assured by the standards prescribed in the PCT
for the documentation to be consulted, and by the qualified staff and uniform search
methods of the ISAs, which are all experienced patent Offices.
The results are published in an international search
report and a written opinion of the ISA on the potential patentability of the
invention. The international search report consists mainly of a listing of
references to published patent documents and technical journal articles which
might affect the patentability of the invention disclosed in the international
application. The report enables one to evaluate chances of obtaining patents in
PCT Contracting States.
The international application along with, the International
Search Reports are published by the WIPO after expiry of 18months from the
priority date of the application.
After establishment of ISR and publication by WIPO, the
applicant may opt for International Preliminary Examination (IPE). IPEA
establishes International Preliminary Report on Patentability (IPRP). If the
applicant does not opt for IPE, the International Bureau of WIPO publishes the Written
Opinion of the Search Authority as International Preliminary Report on
Patentability.
IPE is optional. If an applicant opts for IPE, there
are two kinds of fees payable:
·
Preliminary Examination Fees
·
Handling fee (for Indian applicants is
221 USD).
THE
NATIONAL PHASE:
After the end of the
PCT procedure, either after international search or after international
preliminary examination and before 30/ 31 months from the priority date ,
applications for the grant of patents can be filed before the national (or
regional) patent offices of the countries in which patent protection is
desired. The filing procedure fee and processing are as per the requirements of
national law relating to patents in each country. The filing date is the international
filing date in all such countries. For grant of patent in India, the applicant
has to file a national phase application in India before the expiry of 31
months from the priority date of the application. The international application
as filed under the PCT is treated as corresponding application in India.